Regulatory Compliance & Reporting research

35 research papers

Risk & Finance Integration

The recent financial crisis, intense regulatory activity, substantial competitive pressures, and mushrooming volumes of data in just the last couple of years have created a critical juncture for the financial services industry. This juncture is one in which many institutions find themselves…

Convergence of OpRisk & Regulatory Compliance

Presentation covering:        Enterprise Risk Management Business and Operating Risk Management The global trend of convergence in risk and regulatory compliance Establishing a compliance risk management program Upgrading the risk committee process Integrating risk and control self Using key risk…