Regulatory compliance and reporting research

60 research papers

The Risk Enabled Enterprise® - Enterprise-level Stress Testing

The Risk Enabled Enterprise® is a two-year research initiative from Chartis, in collaboration with IBM, which explores the enablers of enterprise risk management (ERM). Our research identified four strategic initiatives that firms can use to become “risk-enabled” across organizational structure and…

Buy-Side Risk Analytics 2013

Buy-side firms face a rapidly changing operating environment. They need not only to comply with the regulations, but also to adapt to a new marketplace. The previous departmental and silo driven focus on managing individual risk classes is changing to a balance sheet and value-based risk management…

Basel 3 Technology Solutions 2013

The financial crisis of 2008 prompted a complete overhaul of the global regulatory system for the financial sector. The significance of Basel 3 in these new regulations cannot be overestimated. It will considerably increase the capital cushion banks must hold, impose major short-term costs on banks…