Regulatory compliance and reporting research
59 research papers
The State of IFRS 9 Compliance
New research confirms that achieving robust IFRS 9 systems is an ongoing evolutionary process. Financial firms must plug their technology gaps now to enjoy the system benefits later. In 2018, Chartis Research and Moody’s Analytics surveyed financial institutions about their projects to implement…
Controlling Data Across Borders: Effective globalized statutory reporting
In this report we will explore the challenges of modern statutory reporting and the strategies that financial institutions (FIs) can employ to manage them. Specifically, we will focus on the challenges that emerge from multi-entity and multi-standard reporting, as well as the drivers behind the…
Front Office Risk Management Technology, 2019: Market Update and Vendor Landscape
This report updates Chartis’ view of the market and vendor landscape for front office risk management (FORM) technology. While the market dynamics that we identified in our 2018 FORM report persist, over the past year several developments have been shaping the landscape, including: The increasing…
Mapping Demand for IFRS 17 Solutions
This free to download report is part of Chartis’ IFRS 17 research series, which examines the drivers of demand for solutions, and the vendor landscape.
Vendor Analysis: Moody’s Analytics: IFRS 17 Technology Solutions, 2019
This Vendor Analysis is based on the Chartis report IFRS 17 Technology Solutions, 2019: Market and Vendor Landscape (published in April 2019). This section summarizes the key theses in that report; subsequent sections take a detailed look at the quadrant positioning and scoring for Moody’s…
IFRS 17 Technology Solutions: Market and Vendor Landscape 2019
International Financial Reporting Standard (IFRS) 17 is the first comprehensive global accounting standard for insurance and reinsurance contracts. For insurers and reinsurers it will mean a costly overhaul of their accounting practices and systems, with the exact cost depending on their size,…
IFRS 17: The next stage in risk-aware accounting
International Financial Reporting Standard (IFRS) 17 is the first comprehensive global accounting standard for insurance and reinsurance contracts. For insurers and reinsurers it will mean a costly overhaul of their accounting practices and systems, with the exact cost depending on their size,…
FRTB: Is time still on your side?
In March 2018, based on its observations of banks’ efforts to implement FRTB, the BCBS decided to postpone the deadline for implementation to 2022, acknowledging ‘ongoing challenges related to implementation of the standard’. With more time before implementation, banks now have an opportunity to re…
AI in RegTech: a quiet upheaval
Research by Chartis and IBM highlights new emerging themes in how artificial intelligence (AI) is used in regulatory technology to help financial institutions address risk management and regulatory compliance. In the specific areas of Financial Risk, Financial Crime Risk Management and Governance,…
Vendor Analysis: Bloomberg: Front Office Risk Management Technology
This Vendor Analysis is based on the Chartis quadrant report Front Office Risk Management Technology 2018 (published in June 2018). This section summarizes the key theses in that report; subsequent sections take a detailed look at Bloomberg’s quadrant positioning and scoring, and Chartis’…